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The effects of rules on local political decision-making processes: How can rules facilitate participation?

机译:规则对地方政治决策过程的影响:您如何促进参与?

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摘要

It is often claimed that participation empowers local actors and that an inclusive decision-making process is crucial for rural development. We aim to investigate how formal and informal rules are set in local decision-making processes and how those rules may impact the actual level of participation by local actors. In a comparative case study, the rules-in-use for the planning of community projects in Thailand are examined. For our analysis, we use the Institutional Analysis and Development framework, which allows for more precise analysis of the impact of the rules. Fifty-three villages are served by four selected Tambon Administrative Organisations (TAO) which are either known for success in achieving participation or ranked as problematic in implementing the decentralization and local participation goals of the Thai government. The study is based on 60 semi-structured interviews with TAO staff, a survey of village leaders in 50 villages and a household survey of 104 villagers. We scrutinize seven types of rules and show some particular differences in terms of the impact from the rules-in-use. In the TAOs ranked as less participatory, the attendance rate in the meetings is found to be lower (boundary rule), villagers are informed about a meeting with a shorter notice (information rule) and more villagers mention that elites interfere in the project selection process (aggregation rule). A high level of fuzziness appeared in the position and authority rules. Further, we obtained information on the particular deontic logic, showing generally a high share of de facto may-statements in the implementation of the rules. We conclude that if the policy goal is enhancing participation, rule-setting offers good scope for intervention. From a practical perspective, information on administrative procedures has to be made more accessible and public administrators should receive procedural training.
机译:人们通常认为参与是赋予地方行动者权力的基础,而包容性的决策过程对于农村发展至关重要。我们旨在调查如何在地方决策过程中制定正式和非正式规则,以及这些规则如何影响地方参与者的实际参与水平。在一个比较案例研究中,研究了泰国社区项目的规划使用规则。对于我们的分析,我们使用“机构分析和开发”框架,该框架允许更精确地分析规则的影响。四个选定的Tambon行政组织(TAO)为53个村庄提供服务,这些组织以成功参与而闻名,或者在实施泰国政府的权力下放和地方参与目标方面被认为是有问题的。该研究基于对TAO员工的60次半结构化访谈,对50个村庄的村领导的调查以及对104位村民的家庭调查。我们仔细研究了七种类型的规则,并从使用规则的影响方面显示出一些特殊的差异。在参与程度较低的TAO中,发现会议出席率较低(边界规则),通知村民会议的通知时间较短(信息规则),更多村民提到精英干预项目选择过程(汇总规则)。职位和权限规则中出现了高度模糊的内容。此外,我们获得了有关特定宗法逻辑的信息,显示出在规则执行中通常有大量的可能陈述。我们得出的结论是,如果政策目标是增强参与度,则规则制定将提供良好的干预范围。从实践的角度来看,必须使有关行政程序的信息更容易获得,公共管理人员应接受程序培训。

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